Statement for Professional Investor

Only certain types of investor are eligible to receive information about this product. If you do not belong in one of these categories, unfortunately you are not eligible. All investors will also be required to pass a suitability test prior to receiving information.

I declare that I am an Investment Professional for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I understand that this means:

1. an authorised person;
2. an exempt person where the communication relates to a controlled activity which is a regulated activity in relation to which the person is exempt;
3. any other person—
   1. whose ordinary activities involve him in carrying on the controlled activity to which the communication relates for the purpose of a business carried on by him; or
   2. who it is reasonable to expect will carry on such activity for the purposes of a business carried on by him;
4. a government, local authority (whether in the United Kingdom or elsewhere) or an international organisation;
5. a person (“A”) who is a director, officer or employee of a person (“B”) falling within any of sub-paragraphs (a) to (d) where the communication is made to A in that capacity and where A’s responsibilities when acting in that capacity involve him in the carrying on by B of controlled activities.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Statement for Self-Certified High Net Worth Individual

I understand that this means:

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
3. by signing this statement I may lose significant rights;
4. I may have no right to complain to either of the following —
   • the Financial Conduct Authority; or
   • the Financial Ombudsman Scheme;
5. I may have no right to seek compensation from the Financial Conduct Compensation Scheme.
6. I am a self-certified sophisticated investor because at least one of the following applies:
   1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
   2. I have made more than one investment in an unlisted company in the two years prior to the date below;
   3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
   4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £l million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

Statement for Self-Certified Sophisticated Investor

I understand that this means:

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
3. by signing this statement I may lose significant rights;
4. I may have no right to complain to either of the following:—
   1. the Financial Conduct Authority; or
   2. the Financial Ombudsman Scheme;
5. I may have no right to seek compensation from the Financial Conduct Compensation Scheme.
6. I am a self-certified sophisticated investor because at least one of the following applies:
   1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
   2. I have made more than one investment in an unlisted company in the two years prior to the date below;
   3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
   4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £l million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

Statement for Restricted Investor

Only certain types of investor are eligible to receive information about this product. If you do not belong in one of these categories, unfortunately you are not eligible. All investors will also be required to pass a suitability test prior to receiving information.

I declare that I am a Restricted Investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor.

I declare that I qualify as a restricted investor because:

1. In the twelve months preceding the date below, I have not invested more than 10% of my net assets in non readily realisable securities; and
2. I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.
3. Net assets for these purposes do not include:
   1. The property which is my primary residence or any loan secured on that residence; or
   2. Any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
   3. Any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

This information has been sent to you on the basis that you are reasonably believed to be such a person as is described in Article 19 (Investment professionals), Article 48 (Certified high net worth individuals), Article 49 (High net worth companies, unincorporated associations etc.), Article 50 (Sophisticated investors), Article 50A (Self-certified sophisticated investors) and Article 51 (Associations of high net worth or sophisticated investors) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, or you are a person to whom this email may otherwise lawfully be sent. If you do not fall within such descriptions, then you should not act upon the information contained in this email.

Statement for Restricted Investor

Only certain types of investor are eligible to receive information about this product. If you do not belong in one of these categories, unfortunately you are not eligible. All investors will also be required to pass a suitability test prior to receiving information.

I declare that I have received Regulated Advice for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I understand that this means:

1. I have received regulated advice or regulated investment management services from a financial advisor or intermediary who specialises in advising upon or managing investment in non-readily realisable securities; or

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.